Chan, Hung Nam 陳鴻楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Futures Company Limited | Rep | Advising on futures contracts | 2017-10-10 | 2020-10-14 | Rep | Dealing in futures contracts | 2017-10-10 | 2020-10-14 | RO | Advising on futures contracts | 2020-10-14 | 2023-01-13 | RO | Dealing in futures contracts | 2020-10-14 | 2023-01-13 |
| 2 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-05-22 | 2023-01-13 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2023-03-29 | Rep | Advising on futures contracts | 2023-03-29 | 2023-07-31 | Rep | Dealing in futures contracts | 2023-03-29 | 2023-07-31 | RO | Advising on futures contracts | 2023-07-31 | RO | Dealing in futures contracts | 2023-07-31 |
| 4 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2013-10-07 | 2017-03-31 |
| 5 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2017-05-07 |
| 6 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-07-03 | 2017-05-07 |
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