Da, Yang 笪洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVICT Global Asset Management Limited | Rep | Advising on securities | 2023-03-20 | 2023-05-30 | Rep | Asset management | 2023-03-20 | 2023-05-30 | RO | Advising on securities | 2023-05-30 | RO | Asset management | 2023-05-30 |
| 2 | CLC ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-12-01 | 2016-06-30 | RO | Asset management | 2016-06-30 | 2016-11-23 |
| 3 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-06 | 2016-11-23 |
| 4 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2013-10-08 | 2016-11-23 | Rep | Dealing in securities | 2013-10-08 | 2016-11-23 |
| 5 | Crescendo Greater China Limited | RO | Asset management | 2021-04-08 | 2022-12-13 | RO | Advising on securities | 2021-05-28 | 2022-12-13 | Rep | Advising on securities | 2022-12-13 | 2023-01-10 | Rep | Asset management | 2022-12-13 | 2023-01-10 |
| 6 | Leading Securities Company Limited | Rep | Asset management | 2016-11-25 | 2016-12-09 | RO | Asset management | 2016-12-09 | 2019-05-17 | RO | Advising on securities | 2017-03-08 | 2019-05-17 | RO | Dealing in securities | 2017-03-08 | 2019-05-17 |
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