Roberts, Glyn David (SFC:BBZ480)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-10-09 | 2013-10-11 | Rep | Dealing in futures contracts | 2018-01-29 | 2018-02-02 | Rep | Dealing in securities | 2018-01-29 | 2018-02-02 | Rep | Dealing in futures contracts | 2018-02-12 | 2020-01-10 | Rep | Dealing in securities | 2018-02-12 | 2020-01-10 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-08-14 | 2023-08-18 | Rep | Dealing in futures contracts | 2023-08-14 | 2023-08-18 |
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