Tan, Jia 覃甲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2013-10-09 | 2018-12-24 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-06-11 | 2021-09-10 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-06-20 | 2020-01-21 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-06-20 | 2020-08-04 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-06-20 | 2021-09-10 |
| 6 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-11-04 | 2022-11-30 |
| 7 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2022-11-04 | 2022-11-30 |
| 8 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-02-22 | 2023-04-02 |
| 9 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-02-22 | 2023-04-02 |
| 10 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-09-08 | 2023-09-15 |
| 11 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-09-08 | 2023-09-15 |
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