Shi, Ji (SFC:BBZ611) 史記
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-03-27 | 2015-09-28 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2014-03-27 | 2015-09-28 | Rep | Dealing in futures contracts | 2014-03-27 | 2015-09-28 | Rep | Dealing in securities | 2014-03-27 | 2015-09-28 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-10-09 | 2014-03-15 | Rep | Dealing in securities | 2013-10-09 | 2014-03-15 |
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