Lindley, Clive
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Financial (HK) Limited | Rep | Dealing in securities | 2019-08-09 | 2020-04-17 | Rep | Advising on securities | 2019-08-09 | 2021-02-22 | Rep | Asset management | 2019-08-09 | 2021-02-22 |
| 2 | CBH Asia Limited | Rep | Advising on securities | 2013-10-10 | 2016-02-21 | Rep | Asset management | 2013-10-10 | 2016-02-21 | Rep | Dealing in securities | 2013-10-10 | 2016-02-21 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2017-08-15 | 2019-03-26 | Rep | Asset management | 2017-08-15 | 2019-03-26 | Rep | Dealing in securities | 2017-08-15 | 2019-03-26 |
| 4 | Imperium International Asset Management Limited | Rep | Asset management | 2016-06-27 | 2017-06-02 |
| 5 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2016-06-27 | 2017-06-02 | Rep | Dealing in securities | 2016-06-27 | 2017-06-02 |
| 6 | Infinitus Partners Asset Management Limited | Rep | Advising on securities | 2022-02-08 | 2022-12-31 | Rep | Asset management | 2022-02-08 | 2022-12-31 |
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