Herrmann, Gavin John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-03-31 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Automated trading services | 2024-11-18 | 2025-01-13 | Rep | Dealing in futures contracts | 2024-11-18 | 2025-01-13 | Rep | Dealing in securities | 2024-11-18 | 2025-01-13 | RO | Automated trading services | 2025-01-13 | RO | Dealing in futures contracts | 2025-01-13 | RO | Dealing in securities | 2025-01-13 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | RO | Automated trading services | 2024-01-11 | RO | Dealing in futures contracts | 2024-01-11 | RO | Dealing in securities | 2024-01-11 |
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