Chen, Che 陳彻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-09-01 |
| 2 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-07-02 | 2015-09-01 |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-07-02 | 2015-09-01 |
| 4 | BOSC International Company Limited | Rep | Dealing in securities | 2016-03-03 | 2020-07-15 |
| 5 | BOSC International Company Limited | RO | Asset management | 2016-05-11 | 2020-07-15 |
| 6 | BOSC International Company Limited | RO | Advising on securities | 2016-09-22 | 2020-07-15 |
| 7 | PICC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2020-09-01 | 2021-01-28 |
| 8 | PICC Asset Management (Hong Kong) Company Limited | Rep | Asset management | 2020-09-01 | 2021-01-28 |
| 9 | PICC Asset Management (Hong Kong) Company Limited | RO | Advising on securities | 2021-01-28 | 2021-10-08 |
| 10 | PICC Asset Management (Hong Kong) Company Limited | RO | Asset management | 2021-01-28 | 2021-10-08 |
| 11 | NeoSpective Capital Limited | RO | Advising on securities | 2022-05-20 | 2023-05-31 |
| 12 | NeoSpective Capital Limited | RO | Asset management | 2022-05-20 | 2023-05-31 |
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