Wu, Qian (SFC:BCB896) 吳騫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2013-10-16 | 2014-10-21 | Rep | Asset management | 2013-10-16 | 2014-10-21 | RO | Advising on securities | 2014-10-21 | 2015-05-31 | RO | Asset management | 2014-10-21 | 2015-05-31 | Rep | Dealing in securities | 2014-12-17 | 2015-05-31 |
| 2 | CMB International Asset Management Limited | Rep | Advising on securities | 2016-12-21 | 2017-08-16 | Rep | Asset management | 2016-12-21 | 2017-08-16 | RO | Advising on securities | 2017-08-16 | RO | Asset management | 2017-08-16 | RO | Dealing in securities | 2019-07-30 |
| 3 | RONGTONG GLOBAL INVESTMENT LIMITED | Rep | Advising on securities | 2015-06-15 | 2015-07-29 | Rep | Asset management | 2015-06-15 | 2015-07-29 | Rep | Dealing in securities | 2015-06-15 | 2015-07-29 | RO | Advising on securities | 2015-07-29 | 2016-11-11 | RO | Asset management | 2015-07-29 | 2016-11-11 | RO | Dealing in securities | 2015-07-29 | 2016-11-11 |
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