Fan, Yang (SFC:BCB549) 范陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-07-20 | 2018-01-25 | Rep | Asset management | 2017-07-20 | 2019-10-28 | RO | Advising on securities | 2018-01-25 | RO | Asset management | 2019-10-28 | RO | Dealing in securities | 2022-10-14 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-20 | 2018-01-25 | RO | Dealing in securities | 2018-01-25 |
| 3 | VTB Capital Hong Kong Limited | Rep | Advising on securities | 2013-10-16 | 2016-07-20 | Rep | Dealing in securities | 2013-10-16 | 2016-07-20 | Rep | Advising on corporate finance | 2014-04-23 | 2016-07-20 | RO | Advising on corporate finance | 2016-07-20 | 2017-07-07 | RO | Advising on securities | 2016-07-20 | 2017-07-07 | RO | Dealing in securities | 2016-07-20 | 2017-07-07 |
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