Kam, Ka On 甘家安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | Rep | Advising on securities | 2021-08-11 | 2022-01-07 | Rep | Asset management | 2021-08-11 | 2022-01-07 | Rep | Dealing in securities | 2021-08-11 | 2022-01-07 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-10-17 | 2016-02-26 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-10-17 | 2016-02-26 |
| 4 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2016-03-07 | 2017-08-18 |
| 5 | Finloop Finance Limited | Rep | Dealing in securities | 2020-06-03 | 2020-09-18 | RO | Dealing in securities | 2020-09-18 | 2021-07-23 | Rep | Advising on securities | 2020-10-16 | 2021-07-23 | Rep | Asset management | 2020-10-16 | 2021-07-23 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | 2020-04-19 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-06 | 2020-04-19 |
| 8 | New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2023-02-06 | Rep | Asset management | 2023-02-06 | Rep | Dealing in securities | 2023-02-06 |
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