Li, Xiaowei (SFC:BCC071) 李晓蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2013-10-17 | 2020-11-13 | Rep | Dealing in securities | 2013-10-17 | 2020-11-13 | Rep | Asset management | 2017-05-26 | 2020-11-13 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2021-03-24 | Rep | Asset management | 2021-03-24 | Rep | Advising on futures contracts | 2021-04-20 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-03-24 | Rep | Asset management | 2021-03-24 | Rep | Dealing in securities | 2021-03-24 |
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