Chu, Lorraine Ka Kwan 朱嘉群

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on securities 2013-10-21 2017-05-15
Rep Dealing in securities 2013-10-21 2017-05-15
2 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2017-07-26 2018-12-28
3 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2019-02-01
Rep Advising on securities 2019-02-27

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