Zhou, Xinwen 周心文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2018-01-11 | 2019-09-04 | Rep | Dealing in securities | 2018-01-11 | 2019-09-04 | Rep | Dealing in securities | 2020-09-30 | 2020-11-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2013-10-21 | 2014-05-14 | Rep | Dealing in futures contracts | 2013-10-21 | 2014-05-14 | Rep | Dealing in securities | 2013-10-21 | 2014-05-14 | Rep | Advising on corporate finance | 2014-06-06 | 2014-11-14 | Rep | Dealing in futures contracts | 2014-06-06 | 2014-11-14 | Rep | Dealing in securities | 2014-06-06 | 2014-11-14 |
| 3 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2021-01-11 | Rep | Advising on securities | 2021-01-18 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-07-27 | 2017-11-10 | Rep | Advising on securities | 2015-07-27 | 2017-11-10 | Rep | Dealing in securities | 2015-07-27 | 2017-11-10 |
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