Lee, Wai Yee (SFC:BCC760) 李慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2018-06-20 | 2019-01-11 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2013-10-21 | 2015-04-10 |
| 3 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-18 | 2017-04-06 | Rep | Dealing in securities | 2019-03-19 | 2019-07-02 |
| 4 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-07 | 2016-04-01 |
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