Shum, Alan Koon Ho 沈冠豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUNG SING FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-12-06 | 2019-07-31 |
| 2 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-06 | 2019-07-31 |
| 3 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2013-10-21 | 2017-11-16 | Rep | Dealing in securities | 2013-10-21 | 2017-11-16 | Rep | Advising on futures contracts | 2016-03-21 | 2017-11-16 | RO | Advising on securities | 2019-12-09 | 2020-09-09 | RO | Dealing in securities | 2019-12-09 | 2020-09-09 | RO | Advising on futures contracts | 2019-12-09 | 2021-08-15 | RO | Dealing in futures contracts | 2019-12-09 | 2021-08-15 | RO | Advising on securities | 2020-12-14 | 2021-08-15 | RO | Dealing in securities | 2020-12-14 | 2021-08-15 |
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