Sun, Yi (SFC:BCC489) 孫毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-04-01 | 2015-07-01 | Rep | Dealing in securities | 2014-04-01 | 2015-07-01 | Rep | Advising on securities | 2015-06-16 | 2015-07-01 |
| 2 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2013-10-21 | 2014-02-15 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-09 | 2014-02-15 |
| 4 | ZHONGRONG PT SECURITIES LIMITED | Rep | Advising on securities | 2020-09-24 | 2023-03-08 | Rep | Dealing in securities | 2020-09-24 | 2023-03-08 |
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