Li, Xinyuan (SFC:BBY242) 李心圓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2014-12-22 | 2017-10-10 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-10-19 | |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2014-06-12 | 2014-12-17 |
4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2013-10-21 | 2014-04-08 |
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