Shanker, Malavika
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-23 | 2016-06-03 | Rep | Automated trading services | 2013-10-23 | 2016-06-03 | Rep | Dealing in securities | 2013-10-23 | 2016-06-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2019-08-26 | 2023-05-01 | Rep | Advising on securities | 2019-08-26 | 2023-05-01 | Rep | Dealing in securities | 2019-08-26 | 2023-05-01 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2019-08-26 | 2023-05-01 | Rep | Dealing in futures contracts | 2019-08-26 | 2023-05-01 | Rep | Dealing in securities | 2019-08-26 | 2023-05-01 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2016-08-01 | 2019-04-04 | Rep | Dealing in futures contracts | 2016-08-01 | 2019-04-04 | Rep | Dealing in securities | 2016-08-01 | 2019-04-04 |
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