Faulkner, Thomas Frederick (SFC:BBY700)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2013-10-24 | 2013-12-31 | Rep | Advising on securities | 2013-10-24 | 2013-12-31 | Rep | Asset management | 2013-10-24 | 2013-12-31 |
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