Briggs, James Thomas Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-10-24 | 2022-07-27 | Rep | Dealing in futures contracts | 2014-05-22 | 2022-07-27 | Rep | Dealing in futures contracts | 2023-04-14 | 2023-04-21 | Rep | Dealing in securities | 2023-04-14 | 2023-04-21 | Rep | Dealing in futures contracts | 2023-06-08 | 2023-06-13 | Rep | Dealing in securities | 2023-06-08 | 2023-06-13 | Rep | Dealing in futures contracts | 2023-09-12 | 2023-09-17 | Rep | Dealing in securities | 2023-09-12 | 2023-09-17 | Rep | Dealing in futures contracts | 2023-11-21 | 2023-11-24 | Rep | Dealing in securities | 2023-11-21 | 2023-11-24 | Rep | Dealing in futures contracts | 2024-03-12 | 2024-03-15 | Rep | Dealing in securities | 2024-03-12 | 2024-03-15 |
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