Hsiao, Roy

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL CAPITAL LIMITED Rep Advising on corporate finance 2013-10-25 2015-04-03
2 First Prosperous Capital Company Limited Rep Advising on corporate finance 2021-12-23 2021-12-30
3 First Prosperous Asset Management Company Limited Rep Asset management 2022-05-03 2023-02-28
4 CELESTIAL CAPITAL LIMITED Rep Dealing in securities 2013-10-25 2015-04-03
5 Soochow Securities International Brokerage Limited Rep Dealing in securities 2015-06-11 2016-08-13
6 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2016-09-29 2017-11-20
7 First Prosperous Capital Company Limited Rep Dealing in securities 2021-12-23 2021-12-30
8 ZACD Financial Group Limited RO Advising on corporate finance 2019-03-01 2021-11-30
9 First Prosperous Capital Company Limited RO Advising on corporate finance 2021-12-30 2023-02-28
10 ZACD Financial Group Limited RO Advising on securities 2019-03-01 2021-11-30
11 ZHONGTAI INTERNATIONAL SECURITIES LIMITED RO Dealing in securities 2017-11-20 2018-07-10
12 ZACD Financial Group Limited RO Dealing in securities 2019-03-01 2021-11-30
13 First Prosperous Capital Company Limited RO Dealing in securities 2021-12-30 2023-02-28

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