Liu, Qian (SFC:BBU130) 劉茜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2013-10-31 | 2015-07-29 | Rep | Dealing in securities | 2013-10-31 | 2015-07-29 |
| 2 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2015-10-20 | 2023-05-31 | Rep | Dealing in securities | 2016-11-08 | 2023-05-31 |
| 3 | SPDB International Holdings Limited | Rep | Advising on corporate finance | 2015-08-06 | 2015-10-20 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2023-08-02 | 2023-10-19 |
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