Wang, Dian (SFC:BCE889) 王典
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2021-10-04 | Rep | Asset management | 2021-10-04 | Rep | Dealing in securities | 2021-10-04 | 2022-04-26 | RO | Dealing in securities | 2022-04-26 |
| 2 | CSOP Asset Management Limited | Rep | Advising on securities | 2013-11-01 | 2017-09-20 | Rep | Asset management | 2013-11-01 | 2017-09-20 | Rep | Dealing in securities | 2015-07-22 | 2017-09-20 |
| 3 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2019-06-04 | 2021-09-01 | Rep | Asset management | 2019-06-04 | 2021-09-01 | Rep | Dealing in securities | 2019-06-04 | 2021-09-01 |
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