Li, Qiu (SFC:BBZ509) 李遒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2015-03-23 | 2015-06-08 | Rep | Dealing in securities | 2015-03-23 | 2015-06-08 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-17 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-17 | Rep | Advising on securities | 2020-03-26 |
| 4 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-11-04 | 2015-02-17 | Rep | Dealing in securities | 2013-11-04 | 2015-02-17 |
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