Han, Chuan (SFC:BCF645) 韓川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-07 | |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-11-04 | 2014-08-08 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-02-17 | 2014-08-08 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-10-07 | 2019-03-07 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-04-23 | 2021-05-03 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-23 | 2021-05-03 |
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