You, Na (SFC:BCF979) 尤娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Advising on securities | 2018-04-17 | 2018-08-24 | Rep | Asset management | 2018-04-17 | 2018-08-24 | RO | Advising on securities | 2018-08-24 | 2023-02-03 | RO | Asset management | 2018-08-24 | 2023-02-03 | Rep | Advising on securities | 2023-02-03 | Rep | Asset management | 2023-02-03 |
| 2 | Edmond de Rothschild Asset Management (Hong Kong) Limited | Rep | Asset management | 2015-07-22 | 2017-04-30 | Rep | Advising on securities | 2016-06-15 | 2017-04-30 |
| 3 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2013-11-05 | 2015-06-30 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-09 | 2015-06-30 |
| 5 | TIANLI FINANCIAL LIMITED | Rep | Advising on securities | 2017-07-18 | 2018-02-28 | Rep | Asset management | 2017-07-18 | 2018-02-28 |
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