Tam, Kok Ching 譚覺靖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Dealing in securities | 2022-11-16 | |
| 2 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | Advising on corporate finance | 2023-05-17 | |
| 3 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-11-13 | 2015-07-20 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-07-27 | 2019-06-30 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2016-07-27 | 2019-06-30 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-27 | 2019-06-30 |
| 7 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-07-25 | 2022-10-31 |
| 8 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2019-07-25 | 2022-10-31 |
| 9 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Advising on corporate finance | 2022-11-16 | 2023-05-17 |
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