Li, Ji (SFC:BCE400) 李驥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2016-06-13 | 2016-12-19 | Rep | Dealing in securities | 2016-06-13 | 2016-12-19 |
| 2 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-11-15 | 2016-05-27 | Rep | Leveraged foreign exchange trading | 2013-11-15 | 2016-05-27 | Rep | Advising on securities | 2015-11-06 | 2016-05-27 | Rep | Dealing in securities | 2015-11-06 | 2016-05-27 |
| 3 | JMC Capital HK Limited | Rep | Advising on securities | 2019-01-09 | 2021-12-31 | Rep | Asset management | 2019-01-09 | 2021-12-31 | Rep | Dealing in securities | 2019-01-09 | 2021-12-31 |
| 4 | JMC Capital International Limited | Rep | Advising on futures contracts | 2019-04-23 | 2019-12-02 | Rep | Dealing in futures contracts | 2019-04-23 | 2019-12-02 | RO | Advising on futures contracts | 2019-12-02 | 2021-12-31 | RO | Dealing in futures contracts | 2019-12-02 | 2021-12-31 |
| 5 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on futures contracts | 2022-02-14 | 2023-09-04 | Rep | Advising on securities | 2022-02-14 | 2023-09-04 |
| 6 | ZHONGDA (HONGKONG) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-24 | 2018-10-31 |
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