Xie, Yuan (SFC:BCH644) 解元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-06 | 2019-08-01 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-11-18 | 2017-11-05 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | 2017-11-06 | 2019-08-01 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | 2019-08-01 | 2023-12-01 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2017-11-06 | 2019-08-01 |
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