Cai, Rui (SFC:BCE753) 蔡瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2022-12-02 | |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2013-11-21 | 2015-05-30 |
| 3 | SPDB International Investment Management Limited | Rep | Advising on securities | 2018-04-20 | 2020-04-16 |
| 4 | SPDB International Securities Limited | Rep | Advising on securities | 2020-03-24 | 2022-11-25 |
| 5 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2015-06-17 | 2018-01-19 | Rep | Asset management | 2015-06-17 | 2018-01-19 |
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