Chong, Gan 莊瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2016-07-08 | 2019-01-11 |
| 2 | Hua Liang Capital Limited | RO | Advising on corporate finance | 2019-07-22 | 2020-09-30 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Dealing in securities | 2016-07-08 | 2019-01-11 |
| 4 | Hua Liang Securities Limited | RO | Dealing in securities | 2019-09-11 | 2020-09-30 |
| 5 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-25 | 2015-06-30 |
| 6 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2015-12-30 | 2016-07-08 |
| 7 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-10-28 | 2021-01-15 |
| 8 | Hua Liang Securities Limited | Rep | Advising on futures contracts | 2019-09-11 | 2020-09-30 |
| 9 | Hua Liang Securities Limited | Rep | Advising on securities | 2019-09-11 | 2020-09-30 |
| 10 | Hua Liang Securities Limited | Rep | Dealing in futures contracts | 2019-09-11 | 2020-09-30 |
| 11 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-11-25 | 2015-06-30 |
| 12 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2015-12-30 | 2016-07-08 |
| 13 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2016-03-18 | 2019-01-11 |
| 14 | Hua Liang Securities Limited | Rep | Dealing in securities | 2019-08-07 | 2019-09-11 |
| 15 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2020-10-28 | 2021-01-15 |
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