Wilson, Ralph (SFC:BCJ291)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-11-27 | 2013-11-29 | Rep | Dealing in securities | 2013-11-27 | 2013-11-29 | Rep | Dealing in futures contracts | 2015-11-27 | 2015-12-04 | Rep | Dealing in securities | 2015-11-27 | 2015-12-04 | Rep | Dealing in futures contracts | 2016-01-27 | 2016-01-29 | Rep | Dealing in securities | 2016-01-27 | 2016-01-29 | Rep | Dealing in futures contracts | 2017-02-27 | 2017-03-30 | Rep | Dealing in securities | 2017-02-27 | 2017-03-30 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-06-01 | 2017-06-07 | Rep | Dealing in securities | 2017-06-01 | 2017-06-07 | Rep | Dealing in futures contracts | 2023-11-24 | 2023-11-29 | Rep | Dealing in securities | 2023-11-24 | 2023-11-29 |
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