Wong, Tracy Po-Yi 黃寶兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2013-12-02 | 2017-05-02 | Rep | Dealing in securities | 2013-12-02 | 2017-05-02 |
| 2 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2013-12-02 | 2017-05-02 | Rep | Dealing in securities | 2013-12-02 | 2017-05-02 |
| 3 | RIME Capital Limited | Rep | Advising on securities | 2020-03-20 | 2020-05-28 | Rep | Asset management | 2020-03-20 | 2020-05-28 | RO | Advising on securities | 2020-05-28 | 2023-06-24 | RO | Asset management | 2020-05-28 | 2023-06-24 | RO | Dealing in securities | 2020-09-16 | 2023-06-24 |
| 4 | ShanZe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-03-07 | 2019-11-30 | RO | Asset management | 2019-03-07 | 2019-11-30 |
| 5 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2017-08-29 | 2017-09-20 | Rep | Dealing in securities | 2017-08-29 | 2017-09-20 | RO | Advising on securities | 2017-09-20 | 2019-02-28 | RO | Dealing in securities | 2017-09-20 | 2019-02-28 |
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