Gu, Enda 顧恩達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2013-12-03 | 2014-03-29 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-12-10 | 2020-12-04 | Rep | Dealing in securities | 2015-12-10 | 2020-12-04 | Rep | Advising on securities | 2018-08-13 | 2020-12-04 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-22 | 2020-12-04 |
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