Lau, Kwan Yin (SFC:BNI434) 劉軍賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2018-08-09 | 2022-04-27 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-08-18 | 2023-06-23 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2022-08-23 | 2023-06-23 |
| 4 | Panview Capital Limited | Rep | Asset management | 2023-10-10 |
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