Lee, Wo Chiu 李和釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-07-19 | 2022-09-20 | Rep | Dealing in securities | 2022-07-19 | 2022-09-20 |
| 2 | F.E. Corporate Finance Advisory Limited | Rep | Advising on corporate finance | 2013-12-11 | 2016-09-15 |
| 3 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2017-03-21 | 2017-05-09 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-11 | 2020-10-05 | Rep | Dealing in securities | 2017-10-12 | 2020-10-05 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2017-10-12 | 2020-10-05 |
| 6 | PELICAN FINANCIAL LIMITED | Rep | Advising on corporate finance | 2023-07-25 | |
| 7 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2021-01-20 | 2022-06-20 |
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