Docherty, Paul David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-12-18 | 2022-02-28 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2022-03-14 | Rep | Advising on securities | 2022-04-04 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-12-11 | 2018-09-19 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-12-11 | 2018-09-19 |
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