Li, Gen (SFC:BNJ096) 李根
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-08-10 | 2019-12-05 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-08-10 | 2019-12-05 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-08-10 | 2019-12-05 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-08-10 | 2019-12-05 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2019-04-17 | 2019-12-05 |
| 6 | HTF Securities Limited | Rep | Advising on securities | 2019-12-31 | 2022-10-31 |
| 7 | HTF Securities Limited | Rep | Dealing in securities | 2019-12-31 | 2022-10-31 |
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