Wolaver, Alexander U
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-11-28 | 2023-12-01 | Rep | Dealing in securities | 2023-11-28 | 2023-12-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-08-10 | 2018-09-14 | Rep | Dealing in securities | 2018-08-10 | 2018-09-14 | Rep | Dealing in futures contracts | 2019-06-25 | 2019-07-19 | Rep | Dealing in securities | 2019-06-25 | 2019-07-19 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-08-10 | 2018-09-14 | Rep | Dealing in securities | 2019-06-25 | 2019-07-19 |
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