Li, Yu Wai 李予偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA Premium International (HK) Limited Rep Leveraged foreign exchange trading 2014-02-19 2016-05-21
Rep Leveraged foreign exchange trading 2017-07-04 2019-07-12
2 KVB Kunlun Securities (HK) Limited Rep Dealing in securities 2013-12-16 2016-05-21
3 Yuanta Securities (Hong Kong) Company Limited Rep Leveraged foreign exchange trading 2016-06-02 2016-10-31
Rep Dealing in futures contracts 2016-06-02 2017-06-19
Rep Dealing in securities 2016-06-02 2017-06-19

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