Shi, Ye (SFC:BCN600) 施曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2020-06-02 | Rep | Dealing in securities | 2020-06-02 | Rep | Advising on securities | 2020-07-02 |
| 2 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2013-12-19 | 2018-02-28 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-01-21 | 2018-02-28 |
| 4 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2018-05-02 | 2020-04-19 | Rep | Dealing in securities | 2018-05-02 | 2020-04-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy