Ho, Taine Ting Hin 何廷軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-05-14 | 2018-09-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-12-23 | 2018-09-30 |
| 3 | Matrix Asset Management Limited | Rep | Advising on securities | 2021-09-29 | 2023-02-28 | Rep | Asset management | 2021-09-29 | 2023-02-28 |
| 4 | Matrix Securities Limited | Rep | Dealing in securities | 2021-04-09 | 2022-05-26 | RO | Dealing in securities | 2022-05-26 | 2023-02-28 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-10-15 | 2019-03-29 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-10-15 | 2019-03-29 |
| 7 | UCAP Securities (HK) Limited | Rep | Dealing in securities | 2020-09-30 | 2021-03-31 | Rep | Advising on securities | 2020-11-05 | 2021-03-31 | Rep | Asset management | 2020-11-05 | 2021-03-31 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-15 | 2020-08-31 |
| 9 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-15 | 2020-08-31 |
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