Liu, Rui (SFC:BCN972) 刘睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-11-13 | 2017-09-28 | Rep | Dealing in securities | 2015-12-10 | 2017-09-28 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-11-24 | 2022-12-23 | Rep | Advising on securities | 2017-11-24 | 2022-12-23 | Rep | Dealing in securities | 2017-11-24 | 2022-12-23 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2013-12-23 | 2015-06-13 |
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