Tai, Ka Chun Terence 戴家俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND VIEW ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-10-05 | 2019-07-31 | Rep | Asset management | 2018-10-05 | 2019-07-31 | Rep | Asset management | 2023-01-10 | RO | Advising on securities | 2023-01-10 |
| 2 | GRAND VIEW SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-08 | 2017-10-06 | RO | Dealing in securities | 2017-10-06 | 2019-07-31 | Rep | Dealing in securities | 2021-08-06 | 2021-09-28 | RO | Dealing in securities | 2021-09-28 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-12-27 | 2014-09-11 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-12-27 | 2014-09-11 |
| 5 | K.K.M. SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-04 | 2020-12-29 | RO | Dealing in securities | 2020-12-29 | 2021-01-26 |
| 6 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-20 | 2017-04-26 | RO | Dealing in securities | 2017-04-26 | 2017-06-30 |
| 7 | Yuan Tong Global Asset Management Limited | Rep | Asset management | 2019-09-17 | 2020-11-16 |
| 8 | Yuan Tong Global Securities Limited | Rep | Advising on securities | 2019-09-17 | 2020-01-30 | Rep | Dealing in securities | 2019-09-17 | 2020-01-30 | RO | Advising on securities | 2020-01-30 | 2020-11-16 | RO | Dealing in securities | 2020-01-30 | 2020-11-16 |
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