Lee, Kai Ming (SFC:BCO596) 李啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-12-27 | 2014-04-30 |
| 2 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2017-12-21 | 2019-07-03 |
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