Chui, Lap Pan 徐立斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2021-04-21 | 2023-06-21 | Rep | Dealing in securities | 2021-04-21 | 2023-06-21 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-04-21 | 2023-06-21 |
| 3 | iCapital Hong Kong Limited | Rep | Advising on securities | 2023-10-10 | 2023-11-28 | Rep | Dealing in securities | 2023-10-10 | 2023-11-28 | RO | Advising on securities | 2023-11-28 | RO | Dealing in securities | 2023-11-28 |
| 4 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-12-27 | 2016-05-27 | Rep | Dealing in securities | 2013-12-27 | 2016-05-27 | Rep | Asset management | 2015-07-13 | 2016-05-27 |
| 5 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-07-13 | 2020-02-08 | Rep | Asset management | 2018-07-13 | 2020-02-08 |
| 6 | Yunfeng Asset Management Limited | Rep | Asset management | 2016-07-27 | 2018-06-15 |
| 7 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2016-07-27 | 2018-06-15 | Rep | Asset management | 2016-07-27 | 2018-06-15 | Rep | Dealing in securities | 2016-07-27 | 2018-06-15 |
| 8 | Yunfeng Securities Limited | Rep | Dealing in securities | 2016-07-27 | 2018-06-15 | Rep | Advising on securities | 2017-05-12 | 2018-06-15 |
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