Chui, Lap Pan 徐立斌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOAH HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2013-12-27 2016-05-27
Yunfeng Financial Markets Limited Rep 2016-07-27 2018-06-15
Yunfeng Securities Limited Rep 2017-05-12 2018-06-15
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Rep 2018-07-13 2020-02-08
CITIC Securities Brokerage (HK) Limited Rep 2021-04-21 2023-06-21
iCapital Hong Kong Limited Rep 2023-10-10 2023-11-28
iCapital Hong Kong Limited RO 2023-11-28
2 NOAH HOLDINGS (HONG KONG) LIMITED Rep Asset management 2015-07-13 2016-05-27
Yunfeng Asset Management Limited Rep 2016-07-27 2018-06-15
Yunfeng Financial Markets Limited Rep 2016-07-27 2018-06-15
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Rep 2018-07-13 2020-02-08
3 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2021-04-21 2023-06-21
4 NOAH HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2013-12-27 2016-05-27
Yunfeng Financial Markets Limited Rep 2016-07-27 2018-06-15
Yunfeng Securities Limited Rep 2016-07-27 2018-06-15
CITIC Securities Brokerage (HK) Limited Rep 2021-04-21 2023-06-21
iCapital Hong Kong Limited Rep 2023-10-10 2023-11-28
iCapital Hong Kong Limited RO 2023-11-28

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