Lok, Perry Kung Yao 陸恭耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-03 | 2012-08-25 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-03 | 2012-08-25 | Rep | Advising on securities | 2011-08-15 | 2012-08-25 |
| 3 | iBest Securities Company Limited | Rep | Dealing in securities | 2005-02-03 | 2012-08-25 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-12-12 | Rep | Dealing in futures contracts | 2013-03-12 |
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