Wan, Lingyan 萬玲豔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2017-11-27 | 2018-09-26 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-10-22 | 2020-06-30 | Rep | Asset management | 2018-11-19 | 2020-06-30 | Rep | Dealing in securities | 2018-11-19 | 2020-06-30 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-19 | 2020-06-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2014-01-02 | 2015-02-27 |
| 5 | LAV Asset Management (Hong Kong) Limited | RO | Asset management | 2022-05-10 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-03-16 | 2017-08-08 | Rep | Dealing in securities | 2015-03-16 | 2017-08-08 |
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